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Cases citing this case: Supreme Court Cases citing this case: Circuit Courts
U.S. Supreme Court
STATE OF LA. EX REL. FRANCIS v. RESWEBER, 329
U.S. 459 (1947)
329 U.S. 459
STATE OF LOUISIANA ex rel. FRANCIS
v.
RESWEBER, Sheriff, et al.
No. 142.
Argued Nov. 18, 1946.
Decided Jan. 13, 1947.
Rehearing Denied Feb. 10, 1947
See
330
U.S. 853
, 67 S.Ct. 673.
[329
U.S. 459, 460]
Mr.James Skelly Wright, of New Orleans, La., for petitioner.
Messrs. Michael E. Culligan, of New Orleans, La., and L. O. Pecot, of Franklin, La., for respondents.
Mr. Justice REED announced the judgment of the Court in an
opinion in which The CHIEF JUSTICE, Mr. Justice BLACK and Mr. Justice
JACKSON join.
This writ of certiorari brings before this Court a unique
situation. The petitioner, Willie Francis, is a colored citizen of
Louisiana. He was duly convicted of murder and in September, 1945,
sentenced to be electrocuted for the crime. Upon a proper death
warrant, Francis was prepared for execution and on May 3, 1946,
pursuant to the warrant, was placed in the official electric chair of
the State of Louisiana in the presence of the authorized witnesses. The
executioner threw the switch but, presumably because of some mechanical
difficulty, death did not result. He was thereupon removed from the
chair and returned to prison where he now is. A new death warrant was
issued
[329
U.S. 459, 461]
by the Governor of Louisiana, fixing the execution for May 9, 1946.
Applications to the Supreme Court of he state were filed for
writs of certiorari, mandamus, prohibition and habeas corpus, directed
to the appropriate officials in the state. Execution of the sentence
was stayed. By the applications petitioner claimed the protection of
the due process clause of the Fourteenth Amendment on the ground that
an execution under the circumstances detailed would deny due process to
him because of the double jeopardy provision of the Fifth Amendment and
the cruel and unusual punishment provision of the Eighth Amendment. 1
These federal constitutional protections, petitioner claimed,
would be denied because he had once gone through the difficult
preparation for execution and had once received through his body a
current of electricity intended to cause death. The Supreme Court of
Louisiana denied the applications on the ground of a lack of any basis
for judicial relief. That is, the state court concluded there was no
violation of state or national law alleged in the various applications.
It spoke of the fact that no 'current of sufficient intensity to cause
death' passed through petitioner's body. It referred specifically to
the fact that the applications of petitioner invoked the provisions of
the Louisiana Constitution against cruel and inhuman punishments and
putting one in jeopardy of life or liberty twice for the same offense.
We granted certiorari on a petition, setting forth the aforementioned
contentions, to consider the alleged violations of rights under the
Federal Constitution in the unusual circumstances of this case. State
of Louisiana ex rel. Francis v. Resweber, 328
U.S. 833
, 66 S.Ct. 1382. For matters of state law, the opin-
[329
U.S. 459, 462]
ion and order of the Supreme Court of Louisiana are binding on this Court. Hebert v. State of Louisiana,
272
U.S. 312, 317
, 47 S.Ct. 103, 104, 48 A.L.R. 1102. So far as we are aware, this case is without precedent in any court.
To determine whether or not the execution of the petitioner may
fairly take place after the experience through which he passed, we
shall examine the circumstances under the assumption, but without so
deciding, that violation of the principles of the Fifth and Eighth
Amendments, as to double jeopardy and cruel and unusual punishment,
would be violative of the due process clause of the Fourteenth
Amendment. 2
As nothing has been brought to our attention to suggest the
contrary, we must and do assume that the state officials carried out
their duties under the death warrant in a careful and humane manner.
Accidents happen for which no man is to blame. We turn to the question
as to whether the proposed enforcement of the criminal law of the state
is offensive to any constitutional requirements to which reference has
been made.
First. Our minds rebel against permitting the same sovereignty
to punish an accused twice for the same offense. Ex parte Lange, 18
Wall. 163, 168, 175; In re Bradley, 318
U.S. 50
, 63 S.Ct. 470. Compare United States v. Lanza,
260
U.S. 377, 382
, 43 S.Ct. 141, 142. But where the accused successfully seeks
review of a conviction, there is no double jeopardy upon a new trial.
United States v. Ball, 163
U.S. 662, 672
, 16 S.Ct. 1192, 1195. See People v. Trezza, 128 N.Y. 529, 535, 28
N.E. 533, 534. Even where a state obtains a new trial after conviction
because of errors, while an accused may be placed on trial a second
time, it is not the sort of hardship to the ac used that is forbidden
by the Fourteenth Amendment.
[329
U.S. 459, 463]
Palko v. State of Connecticut, supra, 302 U.S. at page 328, 58
S.Ct. at page 153.3 As this is a prosecution under state law, so far as
double jeopardy is concerned, the Palko case is decisive. For we see no
difference from a constitutional point of view between a new trial for
error of law at the instance of the state that results in a death
sentence instead of imprisonment for life and an execution that follows
a failure of equipment. When an accident, with no suggestion of
malevolence, prevents the consummation of a sentence, the state's
subsequent course in the administration of its criminal law is not
affected on that account by any requirement of due process under the
Fourteenth Amendment. We find no double jeopardy here which can be said
to amount to a denial of federal due process in the proposed execution.
Second. We find nothing in what took place here which amounts
to cruel and unusual punishment in the constitutional sense. The case
before us does not call for an examination into any punishments except
that of death. See Weems v. United States, 217
U.S. 349
, 30 S.Ct. 544, 19 Ann.Cas. 705. The traditional humanity of modern
Anglo-American law forbids the infliction of unnecessary pain in the
execution of the death sentence. Prohibition against the wanton
infliction of pain has come into our law from the Bill of Rights of
1688. The identical words appear in our Eighth Amendment. The
Fourteenth would prohibit by its due process clause execution by a
state in a cruel manner. 4
[329
U.S. 459, 464]
Petitioner's suggestion is that because he once underwent the
psychological strain of preparation for electrocution, now to require
him to undergo this preparation again subjects him to a lingering or
cruel and unusual punishment. Even the fact that petitioner has already
been subjected to a current of electricity does not make his subsequent
execution any more cruel in the constitutional sense than any other
execution. The cruelty against which the Constitution protects a
convicted man is cruelty inherent in the method of punishment, not the
necessary suffering involved in any method employed to extinguish life
humanely. The fact that an unforeseeable accident prevented the prompt
consummation of the sentence cannot, it seems to us, add an element of
cruelty to a subsequent execution. There is no purpose to inflict
unnecessary pain nor any unnecessary pain involved in the proposed
execution. The situation of the unfortunate victim of this accident is
just as though h had suffered the identical amount of mental anguish
and physical pain in any other occurrence, such as, for example, a fire
in the cell block. We cannot agree that the hardship imposed upon the
petitioner rises to that level of hardship denounced as denial of due
process because of cruelty.
[329
U.S. 459, 465]
Third. The Supreme Court of Louisiana also rejected
petitioner's contention that death inflicted after his prior sufferings
would deny him the equal protection of the laws, guaranteed by the
Fourteenth Amendment. This suggestion in so far as it differs from the
due process argument is based on the idea that execution, after an
attempt at execution has failed, would be a more severe punishment than
is imposed upon others guilty of a like offense. That is, since others
do not go through the strain of preparation for execution a second time
or have not experienced a nonlethal current in a prior attempt at
execution, as petitioner did, to compel petitioner to submit to
execution after these prior experiences denies to him equal protection.
Equal protection does not protect a prisoner against even illegal acts
of officers in charge of him, much less against accidents during his
detention for execution. See Lisenba v. People of State of California, 314
U.S. 219, 226
, 62 S.Ct. 280, 285. Laws cannot prevent accidents nor can a law
equally protect all against them. So long as the law applies to all
alike, the requirements of equal protection are met. We have no right
to assume that Louisiana singled out Francis for a treatment other than
that which has been or would generally be applied.
Fourth. There is a suggestion in the brief that the original
trial itself was so unfair to the petitioner as to justify a reversal
of the judgment of conviction and a new trial. Petitioner's claim in
his brief is that he was inadequately represented by counsel. The
record of the original trial presented to us shows the warrant for
arrest, the indictment, the appointment of counsel and the minute
entries of trial, selection of jury, verdict and sentence. There is
nothing in any of these papers to show any violation of petitioner's
constitutional rights. See Carter v. People of State of Illinois, 329
U.S. 173
, 67 S.Ct. 216. Review is sought here because of a denial of due
process of law that would be brought about by execution of petitioner
after failure of the first effort to electrocute him. Nothing is before
us upon which a ruling
[329
U.S. 459, 466]
can be predicated as to alleged denial of federal
constitutional rights during petitioner's trial. On this record, we see
nothing upon which we could conclude that the constitutional rights of
petitioner were infringed.
AFFIRMED.
Mr. Justice FRANKFURTER, concurring.
When four members of the Court find that a State has denied to
a person the due process which the Fourteenth Amendment safeguards, it
seems to me important to be explicit regarding the criteria by which
the State's duty of obedience to the Constitution must be judged.
Particularly is this so when life is at stake.
Until July 28, 1868, when the Fourteenth Amendment was
ratified, the Constitution of the United States left the States free to
carry out their own notions of criminal justice, except insofar as they
were limited by Article I, 10 of the Constitution which declares: 'No
State shall ... pass any Bill of Attainder, (or) ex post facto Law
...'. The Fourteenth Amendment placed no specific restraints upon the
States in the formulation or the administration of their criminal law.
It restricted the freedom of the States generally, so that States
thereafter could not 'abridge the privileges or immunities of citizens
of the United States,' or 'deprive any person of life, liberty, or
property, without due process of law', or 'deny to any person within
its jurisdiction the equal protection of the laws'.
These are broad, inexplicit clauses of the Constitution,
unlike specific provisions of the first eight amendments formulated by
the Founders to guard against re urrence of well-defined historic
grievances. But broad as these clauses are, they are not generalities
of empty vagueness. They are circumscribed partly by history and partly
by the problems of government, large and dynamic
[329
U.S. 459, 467]
though they be, with which they are concerned. The 'privileges
or immunities of citizens of the United States' concern the dual
citizenship under our federal system. The safeguards of 'due process of
law' and 'the equal protection of the laws' summarize the meaning of
the struggle for freedom of English-speaking peoples. They run back to
Magna Carta but contemplate no less advances in the conceptions of
justice and freedom by a progressive society. See the classic language
of Mr. Justice Matthews in Hurtado v. People of State of California, 110
U.S. 516, 530
, 531 S., 4 S.Ct. 111, 118.
When, shortly after its adoption, the Fourteenth Amendment came
before this Court for construction, it was urged that the 'privileges
or immunities of citizens of the United States' which were not to be
abridged by any State were the privileges and immunities which citizens
theretofore enjoyed under the Constitution. If that view had prevailed,
the Privileges or Immunities Clause of the Fourteenth Amendment would
have placed upon the States the limitations which the specific articles
of the first eight amendments had theretofore placed upon the agencies
of the national government. After the fullest consideration that view
was rejected. The rejection has the authority that comes from
contemporaneous knowledge of the purposes of the Fourteenth Amendment.
See Slaughter-House Cases, 16 Wall. 36, 67, 68; Davidson v. City of New
Orleans, 96
U.S. 97
, 6 Otto 97. The notion that the Privileges or Immunities Clause of
the Fourteenth Amendment absorbed, as it is called, the provisions of
the Bill of Rights that limit the Federal Government has never been
given countenance by this Court.
Not until recently was it suggested that the Due Process
Clause of the Fourteenth Amendment was merely a compendious reference
to the Bill of Rights whereby the States were now restricted in
devising and enforcing their penal code precisely as is the Federal
Government by the
[329
U.S. 459, 468]
first eight amendments. On this view, the States would be
confined in the enforcement of their criminal codes by those views for
safeguarding the rights of the individual which were deemed necessary
in the eighteenth century. Some of these safeguards have perduring
validity. Some grew out of transient experience or formulated remedies
which time might well improve. The Fourteenth Amendment did not mean to
imprison the States into the limited experience of the eighteenth
century. It did mean to withdraw from the States the right to act in
ways that are offensive to a decent respect for the dignity of man, and
heedless of his freedom.
These are very broad terms by which to accommodate freedom and
authority. As has been suggested from time to time, they may be too
large to serve as the basis for adjudication, in that they allow much
room for individual notions of policy. That is not our concern. The
fact is that the duty of such adjudication on a basis no less narrow
has been committed to this Court.
In an impressive body of decisions this Court has decided that
the Due Process Clause of the Fourteenth Amendment expresses a demand
for civilized standards which are not defined by the specifically
enumerated guarantees of the Bill of Rights. They neither contain the
particularities of the first eight amendments nor are they confined to
them. That due process of law has its own independent function has been
illustrated in numerous decisions, and has been expounded in the
opinions of the Court which have canvassed the matter most thoroughly.
See Hurtado v. People of State of California, supra; Twining v. State
of New Jersey, 211
U.S. 78
, 29 S.Ct. 14; Snyder v. Commonwealth of Massachusetts,
291
U.S. 97
, 54 S.Ct. 330, 90 A.L.R. 575; Palko . State of Connecticut,
302
U.S. 319
, 58 S.Ct. 149. Insofar as due process under the Fourteenth
Amendment requires the States to observe any of the immunities 'that
are valid as against the federal government by force of the specific
pledges of particular amendments' it does so because they 'have
[329
U.S. 459, 469]
been found to be implicit in the concept of ordered liberty,
and thus, through the Fourteenth Amendment, become valid as against the
states.' Palko v. State of Connecticut, supra, 302 U.S. at pages 324,
325, 58 S.Ct. at page 151, 152.
The Federal Bill of Rights requires that prosecutions for
federal crimes be initiated by a grand jury and tried by a petty jury;
it protects an accused from being a witness against himself. The States
are free to consult their own conceptions of policy in dispensing with
the grand jury, in modifying or abolishing the petty jury, in
withholding the privilege against self-crimination. See Maxwell v. Dow,
176
U.S. 581
, 20 S.Ct. 448; Twining v. State of New Jersey, supra; Snyder v.
Commonwealth of Massachusetts, supra; Palko v. State of Connecticut,
supra, 302 U.S. at pages 323, 324, 58 S.Ct. at page 151; cf. Feldman v.
United States, 322
U.S. 487
, 64 S.Ct. 1082, 154 A.L.R. 982. In short, the Due Process Clause
of the Fourteenth Amendment did not withdraw the freedom of a State to
enforce its own notions of fairness in the administration of criminal
justice unless as it was put for the Court by Mr. Justice Cardozo, 'in
so doing it offends some principle of justice so rooted in the
traditions and conscience of our people as to be ranked as
fundamental'. Snyder v. Commonwealth of Massachusetts, supra, 291 U.S.
at page 105, 54 S.Ct. at page 332, 90 A.L.R. 575.
A State may offend such a principle of justice by brutal
subjection of an individual to successive retrials on a charge on which
he has been acquitted. Such conduct by a State might be a denial of due
process, but not because the protection against double jeopardy in a
federal prosecution against which the Fifth Amendment safeguards limits
a State. For the disputations that are engendered by technical aspects
of double jeopardy as enshrined in the Fifth Amendment, see the
majority and dissenting opinions in Ex parte Lange, 18 Wall. 163, and
In re Bradley, 318
U.S. 50
, 63 S.Ct. 470. Again, a State may be found to deny a person due
process by treating even one guilty of crime in a manner that violates
standards of decency more or less universally accepted though not when
it treats him
[329
U.S. 459, 470]
by a mode about which opinion is fairly divided. But the
penological policy of a State is not to be tested by the scope of the
Eighth Amendment and is not involved in the controversy which is
necessarily evoked by that Amendment as to the historic meaning of
'cruel and unusual punishment'. See Weems v. United States, 217
U.S. 349
, 30 S.Ct. 544, 546, 19 Ann.Cas. 705, and particularly the dissenting opinion of White and Holmes, JJ.
Once we are explicit in stating the problem before us in terms
defined by an unbroken series of decisions, we cannot escape
acknowledging that it involves the application of standards of fairness
and justice very broadly conceived. They are not the application of
merely personal standards but the impersonal standards of society which
alone judges, as the organs of Law, are empowered to enforce. When the
standards for judicial judgment are not narrower than 'immutable
principles of justice, which inhere in the very idea of free
government', Holden v. Hardy, 169
U.S. 366, 389
, 18 S.Ct. 383, 387, 'fundamental principles of liberty and justice
which lie at the base of all our civil and political institutions',
Hebert v. State of Louisiana, 272
U.S. 312, 316
, 47 S.Ct. 103, 104, 48 A.L.R. 1102, 'immunities ... implicit in
the concept of ordered liberty', Palko v. State of Connecticut, supra,
302 U.S. at pages 324, 325, 58 S.Ct. at page 151, great tolerance
toward a State's conduct is demanded of this Court. Such were recently
stated to be 'the controlling principles'. See Mr. Chief Justice Stone
in Malinski v. New York, 324
U.S. 401, 438
, 65 S.Ct. 781, 799, in connection with the concurring opinion in
that case, ibid., 324 U.S. at pages 412, 416, 417, 65 S.Ct. at pages
788, 789.
I cannot bring myself to believe that for Louisiana to leave
to executive clemency, rather than to require, mitigation of a sentence
of death duly pronounced upon conviction for murder because a first
attempt to carry it out was an innocent misadventure, offends a
principle of justice 'Rooted in the traditions and conscience of our
people'. See Snyder v. Commonwealth of Massachusetts, supra, 291 U.S.
at page 105, 54 S. Ct. at page 332, 90 A.L.R. 575. Short of
[329
U.S. 459, 471]
the compulsion of such a principle, this Court must abstain
from interference with State action no matter how strong one's personal
feeling of revulsion against a State's insistence on its pound of
flesh. One must be on guard against finding in personal disapproval a
reflection of more or less prevailing condemnation. Strongly drawn as I
am to some of the sentiments expressed by my brother Burton, I cannot
rid myself of the conviction that were I to hold that Louisiana would
transgress the Due Process Clause if the State were allowed, in the
precise circumstances before us, to carry out the death sentence, I
would be enforcing my private view rather than that consensus of
society's opinion which, for purposes of due process, is the standard
enjoined by the Constitution.
The fact that I reach this conclusion does not mean that a
hypothetical situation, which assumes a series of abortive attempts at
electrocution or even a single, cruelly willful attempt, would not
raise different questions. When the Fourteenth Amendment first came
here for application the Court abstained from venturing even a
tentative definition of due process. With wise forethought it indicated
that what may be found within or without the Due Process Clause must
inevitably be left to 'the gradual process of judicial inclusion and
exclusion, as the cases presented for decision shall require, with the
reasoning on which such decisions may be founded.' Davidson v. City of
New Orleans, supra, 96 U.S. at page 104, 6 Otto at page 104. This is
another way of saying that these are matters which depend on
'differences of degree. The whole law does so as soon as it is
civilized.' Holmes, J., in LeRoy Fibre Co. v. Chicago, Milwaukee &
St. P. Ry., 232
U.S. 340, 354
, 34 S.Ct. 415, 418. Especially is this so as to questions arising
under the Due Process Clause. A finding that in this case the State of
Louisiana has not gone beyond its powers is for me not the starting
point for abstractly logical extension. Since I cannot say that it
would be 'repugnant to the conscience of mankind',
[329
U.S. 459, 472]
Palko v. State of Connecticut, supra, 302 U.S. at page 323, 58
S.Ct. at page 151, for Louisiana to exercise the power on which she
here stands, I cannot say that the Constitution withholds it.
Mr. Justice BURTON, with whom Mr. Justice DOUGLAS, Mr. Justice MURPHY and Mr. Justice RUTLEDGE concur, dissenting.
Under circumstances unique in judicial history, the relator
asks this Court to stay his execution on the ground that it will
violate the due process of law guaranteed to him by the Constitution of
the United States. We believe that the unusual facts before us require
that the judgment of the Supreme Court of Louisiana be vacated and that
this cause be remanded for further proceedings not inconsistent with
this opinion. Those proceedings should include the determination of
certain material facts not previously determined, including the extent,
if any, to which electric current was applied to the relator during his
attempted electrocution on May 3, 1946. Where life is to be taken,
there must be no avoidable error of law or uncertainty of fact.
The relator's execution was ordered by the Governor of
Louisiana to take place May 3, 1946. Of the proceedings on that day,
the Supreme Court of Louisiana has said:
'... between the Hours of 12:00 o'clock noon and 3:00 o'clock
p.m., Willie Francis was strapped in the electric chair and an attempt
was made to electrocute him, but, because of some defect in the
apparatus devised and used for electrocutions, the contrivance failed
to function, and after an unsuccessful attempt to electrocute Francis
he was removed from the chair.'
Of the same proceedings, the State's brief says:
'Through a latent electrical defect, the attempt to electrocute
Francis failed, the State contending no current whatsoever reached
Francis' body, the relator contending a
[329
U.S. 459, 473]
current of electricity did pass through his body; but in any event, Willie Francis was not put to death.'
On May 8, the death warrant was canceled, and the relator's
execution has been stayed pending completion of these proceedings. The
Governor proposes to issue another death warrant for the relator's
electrocution and the relator now asks this Court to prevent it for the
reason that, under the present unique circumstances, his electrocution
will be so cruel and unusual as to violate the due process clause of
the Fourteenth Amendment to the Constitution of the United States.
That Amendment provides: 'nor shall any State deprive any
person of life, liberty, or property, without due process of law; ....'
When this was adopted in 1868, there long had been imbedded deeply in
the standards of this nation a revulsion against subjecting guilty
persons to torture culminating in death. Preconstitutional American
history reeked with cruel punishment to such an extent that, in 1791,
the Eighth Amendment to the Constitution of the United States expressly
imposed upon federal agencies a mandate that 'Excessive bail shall not
be required, nor excessive fines imposed, nor cruel and unusual
punishments inflicted.' Louisiana and many other states have adopted
like constitutional provisions. See Section 12 of Article I of the
Constitution of Louisiana (1921).
The capital case before us presents an instance of the
violation of constitutional due process that is more clear than would
be presented by many lesser punishments prohibited by the Eighth
Amendment or its state counterparts. Taking human life by unnecessarily
cruel means shocks the most fundamental instincts of civilized man. If
should not be possible under the constitutional proce-
[329
U.S. 459, 474]
dure of a self-governing people. Abhorrence of the cruelty of
ancient forms of capital punishment has increased steadily until,
today, some states have prohibited capital punishment altogether. It is
unthinkable that any state legislature in modern times would enact a
statute expressly authorizing capital punishment by repeated
applications of an electric current separated by intervals of days or
hours until finally death shall result. The Legislature of Louisiana
did not do so. The Supreme Court of Louisiana did not say that it did.
The Supreme Court of Louisiana said merely that the pending petitions
for relief in this case presented an executive rather than a judical
question and, by that mistake of law, it precluded itself from
discussing the constitutional issue before us.
In determining whether the proposed procedure is
unconstitutional, we must measure it against a lawful electrocution.
The contrast is that between instantaneous death and death by
installments-caused by electric shocks administered after one or more
intervening periods of complete consciousness of the victim.
Electrocution, when instantaneous, can be inflicted by a state in
conformity with due process of law. In re Kemmler, 136
U.S. 436
, 10 S.Ct. 930. The Supreme Court of Louisiana has held that
electrocution, in the manner prescribed in its statute, is more humane
than hanging. State ex rel. Pierre v. Jones, 200 La. 808, 9 So. 2d 42
certiorari denied 317
U.S. 633
, 63 S.Ct. 64. See also, Malloy v. State of South Carolina,
237
U.S. 180
, 35 S.Ct. 507.
The all-important consideration is that the execution shall be
so instantaneous and substantially painless that the punishment shall
be reduced, as nearly as possible, to no more than that of death
itself. Electrocution has been approved only in a form that eliminates
suffering.
The Louisiana statute makes this clear. It provides that:
'Every sentence of death imposed in this State shall be by electrocution; that is, causing to pass
[329
U.S. 459, 475]
through the body of the person convicted a current of
electricity of sufficient intensity to cause death, and the application
and continuance of such current through the body of the person
convicted until such person is dead ....' La. Code of Criminal
Procedure (1928), Act No. 2 of 1928, Art. 569, as amended by 1, Act No.
14, 1940.
It does not provide for electrocution by interrupted or repeated
applications of electric current at intervals of several days or even
minutes. It does not provide for the application of electric current of
an intensity less than that sufficient to cause death. It prescribes
expressly and solely for the application of a current of sufficient
intensity to cause death and for the continuance of that application
until death results. Prescribing capital punishment, it should be
construed strictly. There can be no implied provision for a second,
third or multiple application of the current. There is no statutory or
judicial precedent upholding a delayed process of electrocution.
These considerations were emphasized in In re Kemmler, supra,
when an early New York statute authorizing electrocution was attacked
as violative of the due process clause of the Fourteenth Amendment
because prescribing a cruel and unusual punishment. In upholding that
statute, this Court stressed the fact that the electric current was to
cause instantaneous death. Like the Louisiana statute before us, that
statute called expressly for the continued application of a sufficient
electric current to cause death. It was the resulting 'instantaneous'
and 'painless' death that was referred to as 'humane.'
After quoting the New York County and Supreme Courts, this
Court quoted the New York Court of Appeals, People ex rel. Kemmler v.
Durston, 119 N.Y. 569, at page 579, 24 N.E. 6, at page 9, 7 L.R.A. 715,
16 Am.St. Rep. 859, as follows:
"We have examined this testimony and can find but little in it
to warrant the belief that this new mode of execution is cruel, within
the meaning of the con-
[329
U.S. 459, 476]
stitution, though it is certainly unusual. On the contrary, we
agree with the court below that it removes every reasonable doubt that
the application of electricity to the vital parts of the human body,
under such conditions and in the manner contemplated by the statute,
must result in instantaneous, and consequently in painless, death."
(Italics supplied.) In re Kemmler, supra, 136 U.S. at pages 443, 444,
10 S.Ct. at page 932.
Finally, speaking for itself, this Court said:
'Punishments are cruel when they involve torture or a lingering
death; but the punishment of death is not cruel within the meaning of
that word as used in the constitution. It implies there something
inhuman and barbarous-something more than the mere extinguishment of
life.' (Italics supplied.) Id., 136 U.S. at page 447, 10 S.Ct. at page
933.
If the state officials deliberately and intentionally had placed
the relator in the electric chair five times and, each time, had
applied electric current to his body in a manner not sufficient, until
the final time, to kill him, such a form of torture would rival that of
burning at the stake. Although the failure of the first attempt, in the
present case, was unintended, the reapplication of the electric current
will be intentional. How many deliberate and intentional reapplications
of electric current does it take to produce a cruel, nusual and
unconstitutional punishment? While five applications would be more
cruel and unusual than one, the uniqueness of the present case
demonstrates that, today, two separated applications are sufficiently
'cruel and unusual' to be prohibited. If five attempts would be 'cruel
and unusual,' it would be difficult to draw the line between two,
three, four and five. It is not difficult, however, as we here contend,
to draw the line between the one continuous application prescribed by
statute and any other application of the current.
[329
U.S. 459, 477]
Lack of intent that the first application be less than fatal is
not material. The intent of the executioner cannot lessen the torture
or excuse the result. It was the statutory duty of the state officials
to make sure that there was no failure. The procedure in this case
contrasts with common knowledge of precautions generally taken
elsewhere to insure against failure of electrocutions. The high
standard of care generally taken evidences the significance properly
attached to the unconditional requirement of a single continued
application of the current until death results. In remanding this case,
we are giving careful recognition to the law of Louisiana. Neither the
Legislature nor the Supreme Court of Louisiana has expressed approval
of electrocution other than by one continuous application of a lethal
current.
Executive clemency provides a common means of avoiding
unconstitutional or otherwise questionable executions. When, however,
the unconstitutionality of proposed executive procedure is brought
before this Court, as in this case, we should apply the constitutional
protection. In this case, final recourse is had to the high trusteeship
vested in this Court by the people of the United States over the
constitutional process by which their own lives may be taken.
In determining whether a case of cruel and unusual punishment
constitutes a violation of due process of law, each case must turn upon
its particular facts. The record in this case is not limited to an
instance where a prisoner was placed in the electric chair and released
before being subjected to the electric current. It presents more that a
case of mental anguish, however severe such a case might be. The
petition to the Supreme Court of Louisiana expressly states that a
current of electricity was caused to pass through the body of the
relator. This allegation was de-
[329
U.S. 459, 478]
nied in the answer and no evidence was presented by either
side. The Supreme Court of Louisiana thereupon undertook to decide the
case on the pleadings. It said:
'Our conclusion is that the complaint made by the relator is a
matter over which the courts have no authority. Inasmuch as the
proceedings had in the district court, up to and including the
pronouncing of the sentence of death, were entirely regular, we have no
authority to set aside the sentence and release the relator from the
sheriff's custody.'1
This statement assumed that the relief sought in the Supreme Court
of Louisiana was only a review of the judicial proceedings in the lower
state courts prior to the passing f sentence upon the relator on
September 14, 1945. On the contrary, the issue raised there and here
primarily concerns the action of state officials on and after May 3,
1946, in connection with their past and proposed attempts to
electrocute the relator. This issue properly presents a federal
constitutional question based on the impending deprivation of the life
of the relator by executive officials of the State of Louisiana in a
manner alleged
[329
U.S. 459, 479]
to be a violation of the due process of law guaranteed by the
Fourteenth Amendment. The refusal of the writs necessarily denied the
constitutional protection prayed for. In ruling against the relator on
the pleadings, in the absence of further evidence, the Supreme Court of
Louisiana must be taken to have acted upon the allegations of fact most
favorable to the relator. The petition contains the unequivocal
allegation that the official electrocutioner 'turned on the switch and
a current of electricity was caused to pass through the body of
relator, all in the presence of official witnesses.' This allegation
must be read in the light of the Louisiana statute which authorized the
electrocutioner to apply to the body of the relator only such an
electric current as was of 'sufficient intensity to cause death.' On
that record, denial of relief means that the proposed repeated, and at
least second, application to the relator of an electric current
sufficient to cause death is not, under present circumstances, a cruel
and unusual punishment violative of due process of law. It exceeds any
punishment prescribed by law. There is no precedent for it. What then
is it, if it be not cruel, unusual and unlawful? In spite of the
constitutional issue thus raised, the Supreme Court of Louisiana
treated it as an executive question not subject to judicial review. We
believe that if the facts are as alleged by the relator the proposed
action is unconstitutional. We believe also that the Supreme Court of
Louisiana should provide for the determination of the facts and then
proceed in a manner not inconsistent with this opinion.
That counsel for both sides recognize the materiality of what
occurred on May 3, 1946, is demonstrated by the affidavits and the
transcript of testimony which they took from available public records
and called to the attention of this Court by publication of them in
connection with their respective briefs in this Court. Excerpts from
those
[329
U.S. 459, 480]
public records, printed in the margin, indicate the conflict of testimony which should be resolved.
2
The remand of this cause to the Supreme Court of Louisiana in the manner indicated does not mean that the
[329
U.S. 459, 481]
relator necessarily is entitled to a complete release. It means
merely that the courts of Louisiana must examine the facts both as to
the actual nature of the punishment already inflicted and that proposed
to be inflicted and, if the proposed punishment amounts to a violation
of due process of law under the Constitution of the United States, then
the State must find some means of disposing of this case that will not
violate that Constitution.
For the reasons stated, we are unable to concur in the judgment of this Court which affirms the judgment below.
Footnotes
[
Footnote 1
] Fifth Amendment: '... Nor shall any person be subject for the same offence to be twice put in jeopardy of life or limb; ...'
Eighth Amendment: 'Excessive bail shall not be required, nor
excessive fines imposed, nor cruel and unusual punishments inflicted.'
[
Footnote 2
] See Twining v. State of New Jersey,
211
U.S. 78, 99
, 29 S.Ct. 14, 19; Palko v. State of Connecticut,
302
U.S. 319, 324
, 58 S.Ct. 149, 151; In re Kemmler,
136
U.S. 436, 445
, 10 S.Ct. 930, 933; Collins v. Johnston,
237
U.S. 502, 510
, 35 S.Ct. 649, 653.
[
Footnote 3
] See Kepner v. United States,
195
U.S. 100, 129
, 24 S.Ct. 797, 804, 1 Ann.Cas. 655; cf. United States v. Ball,
163
U.S. 662
, 666- 670, 16 S.Ct. 1192, 1193-1195.
[
Footnote 4
] This Court said of a similar clause embodied in the constitution of New York, In re Kemmler,
136
U.S. 436, 446
, 10 S.Ct. 930, 933:
'... but the language in question, as used in the constitution
of the State of New York was intended particularly to operate upon the
legislature of the state, to whose control the punishment of crime was
almost wholly confided. So that, if the punishment prescribed for an
offense against the laws of the state were manifestly cruel and unusual
as burning at the stake, crucifixion, breaking on the wheel, or the
like, it would be the duty of the courts to adjudge such penalties to
be within the constitutional prohibition.'
It added, 136 U.S. at page 447, 10 S.Ct. at page 933:
'Punishments are cruel when they involve torture or a lingering
death; but the punishment of death is not cruel within the meaning of
that word as used in the constitution. It implies there something
inhuman and barbarous,-something more than the mere extinguishment of
life.'
Louisiana has the same humane provision in its constitution.
Louisiana Constitution, Art. 1, 12. The Kemmler case denied that
electrocution infringed the federal constitutional rights of a
convicted criminal sentenced to execution.
[
Footnote 1
] That court, in discussing the pleadings, also said:
'In this latter answer or opposition it is admitted that the
attempt was made to electrocute Willie Francis on May 3, 1946, in
obedience of the death warrant, but it is averred that through some
latent electrical defect in the apparatus, no electric current reached
the body of Willie Francis and for that reason the sentence of death
was not carried out. We have no other evidence, of course, as to
whether an electric current did reach the body of Willie Francis. The
important fact, however, is that a current of sufficient intensity to
cause death, as required by the statute on the subject and by the death
warrant, did not pass through the body of Willie Francis.'
This means that, as long as the relator did not die, the court
apparently regarded the carrying out of the death sentence as a purely
executive function not subject to judicial review.
[
Footnote 2
] The following excerpts are from copies of affidavits printed as
appendices to the brief on behalf of the petitioner. The official
witnesses named were persons charged by statute with the duty of making
a signed report or 'proces verbal' reciting the manner and date of the
execution to be filed with the clerk of the court in which the sentence
was imposed. La.Code of Criminal Procedure (1928), Act No. 2 of 1928,
Art. 571. The statements refer to what happened after the relator had
been strapped into the electric chair and a hood placed before his
eyes.
'Then the electrocutioner turned on the switch and when he did
Willie Francis' lips puffed out and he groaned and jumped so that the
chair came off the floor. Apparently the switch was turned on twice and
then the condemned man yelled: 'Take it off. Let me breath." Affidavit
of official witness Harold Resweber, dated May 23, 1946.
'I saw the electrocutioner turn on the switch and I saw his lips
puff out and swell, his body tensed and stretched. I heard the one in
charge yell to the man outside for more juice when he saw that Willie
Francis was not dying and the one on the outside yelled back he was
giving him all he had. Then Willie Francis cried out 'Take it off. Let
me breath.' Then they took the hood from his eyes and unstrapped him.
'This boy really got a shock when they turned that machine on.' Affidavit of official witness Ignace Doucet, dated May 30, 1946.
'After he was strapped to the chair the eriff of St. Martin Parish
asked him if he had anything to say about anything and he said nothing.
Then the hood was placed before his eyes. Then the officials in charge
of the electrocution were adjusting the mechanisms and when the needle
of the meter registered to a certain point on the dial, the
electrocutioner pulled down on the switch and at the same time said:
'Goodby Willie'. At that very moment, Willie Francis' lips puffer out
and his body squirmed and tensed and he jumped so that the chair rocked
on the floor. Then the condemned man said: 'Take it off. Let me
breath.' Then the switch was turned off. Then some of the men left and
a few minutes after the Sheriff of St. Martin Parish, Mr. E. L.
Resweber, came in and announced that the governor had granted the
condemned man a reprieve.' Affidavit of official chaplain Reverend
Maurice L. Rousseve, dated May 25, 1946.
Attached to the brief on behalf of the respondents there was
submitted a copy of the transcript of testimony taken before the
Louisiana Pardon Board on May 31, 1946, in support of the relator's
application for executive clemency which was denied June 1, 1946. This
transcript includes testimony of those who were in charge of the
electrical equipment on May 3, to the effect that no electric current
reached the body of the relator and that his flesh did not show
electrical burns. It also included a statement by the sheriff of a
neighboring parish, who accompanied the relator from the chair, that
the relator told him on leaving the chair that the electric current had
'tickled him.'
These public records were not in existence and therefore not
before the Supreme Court of Louisiana when it rendered its decision on
May 15, 1946.
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